Chief Compliance Officer at Morgan Capital Securities Limited – TDPel Jobs
Morgan Capital Securities Limited is a full fledge Investment Banking, Securities Trading and Principal Investments Firm, with licenses from the Nigerian Securities & Exchange Commission and the Nigerian Stock Exchange.
We are recruiting to fill the position below:
Job Title: Chief Compliance Officer
Location: Ikoyi, Lagos
Employment Type: Full-time
Employee will ensure that operations and business transactions follow all relevant legal and internal rules.
He must be familiar with risk management and our industry’s standards. If you also have a sharp business acumen, we would like to meet you.
Daily reconciliation of trades (Call Over).
Reconciliation of clients account.
Report of Daily, Weekly, Monthly, Quarterly and Annual returns to NSE/SEC.
Report of Daily transactions of above threshold to NFIU, EFCC & SEC.
Investigate, respond and resolving of client’s compliant.
Liaising with regulatory authority on behalf of the organization.
Organize and train members of Staff on AML/CFT training.
Advice and inform the management of the new rules formulated by NSE/SEC
Authorize clients KYC and account opening.
Authorize clients Inter Member Transfer In & Out.
Approve and recommend for approval client’s payment request.
Vet and approve client’s mandate Buy/Sales.
Liaising with various registrars on behalf of the company.
Supervising Customer’s Service Desk.
Supervise and monitor the general operations of the company.
Candidates should possess a Bachelor’s Degree qualification.
5 – 10 years work experience.
N150,000 – N200,000 monthly
Application Closing Date
30th July, 2021.
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